Safetip #71: Use OSHA’s Information Collection Checklist

March 22, 2017
By Jean-Grégoire Manoukian

This week’s Safetip is about incident investigations and the checklist provided by OSHA to help ensure all information pertinent to an incident is collected.

OSHA’s Four-Step Systems Approach for Incident Investigations

Incident investigations should be an important part of any occupational safety and health program. All incidents should be investigated, including accidents that resulted in fatalities, injuries or property damage, and near misses. Incident investigations help to prevent future incidents by uncovering root causes, identifying workplace hazards, and putting in place corrective and preventive action plans.

To help organizations conduct effective incident investigations, OSHA has made available a number of resources, including an Incident (Accident) Investigations Guide for Employers. The purpose of the Guide is to provide employers a systems approach to help them identify and control the underlying or root causes of all incidents in order to prevent their recurrence. The approach is composed of 4 steps:

1) Preserve/Document the Scene
2) Collect Information
3) Determine Root Causes
4) Implement Corrective Actions

Ensure All Information Pertinent to an Incident is Collected

Incident information is collected through interviews, document reviews and other methods. To help ensure that all information pertinent to an incident is collected, the OSHA guide provides the following checklist in Appendix E (page 23):

OSHA Incident Investigation Information Collection Checklist

To make the information collection phase of your incident investigations as effective as possible, consider adopting OSHA’s checklist, or creating your own by using it as a model. Furthermore, make sure that the checklist is part of a comprehensive incident reporting and investigation process enabled through software, to share data more effectively, and analyze it to identify trends (e.g. times of day when incidents happen the most, activities performed during the events, underlying and root causes). The use of software, as opposed to paper forms or spreadsheets, also allows you to easily adapt the checklist for different types of incidents, and assign action plans to make sure corrective and preventive actions are being completed.

Visit Enablon Insights again next Wednesday for a new Safetip!

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View the recording of our webinar with TapRooT® to learn how you can enable a human factors-based incident investigation lifecycle, and how the integration of Enablon and TapRooT® facilitates the tasks of incident investigators:

https://enablon.com/webinars/enable-a-human-factors-based-incident-investigation-lifecycle?landing_page=1&Del=WEBS&Source=BLOGCTA